We are seeking an energetic and resilient Compliance Leader with extensive experience in retail financial services and/or banking. As a senior leader of the Compliance risk management team, you will lead a team of compliance professionals to provide compliance services to a range of financial services and banking business across Macquarie's innovative Banking and financial Services Group. You will work in a solution orientated environment which seeks to deliver quality financial products and services through intermediaries, partners and directly to consumers through digital platforms. Your role is to provide effective and pragmatic compliance services that support positive client outcomes while effectively managing the organisation's compliance risks.
The business aligned compliance team supporting Banking and Financial Services applies Macquarie's Advice, Training and Monitoring model with subject matter experts responsible for managing the compliance relationship with the respective businesses.
Responsibilities
Reporting to the Head of Banking and Financial Services Compliance, your key responsibilities will include:
leading and developing a team of compliance professionals
stakeholder management
ensuring successful delivery of compliance plans and the accurate, timely and expert level advice to your team and stakeholders
drafting, reviewing, updating and implementing policies, procedures and standards as required
developing and delivering compliance training
managing and delivering on compliance projects and investigations as required
working with other internal compliance teams to ensure effective compliance monitoring, surveillance and assurance and the identification, reporting and resolution of compliance incidents and breaches.
About you
To Be Successful, You Will Be An Experienced Risk, Compliance Or Legal Professional With a Proven Track-record In, & Understanding Of The Legislative And Regulatory Environment With Significant Exposure To FOFA (Future Of Financial Advice) And Other Relevant Provisions Of The Corporations Act And Other Licensing Obligations Under. You Will Also
demonstrate solid experience in retail banking products and/or retail Financial Services Compliance, with exposure across all retail banking and financial services offerings
experience in risk management frameworks and/or financial services regulators; with completion of assurance reviews / assurance based methodologies being highly desirable;
a strong understanding of Wealth Management Advice compliance requirements with appreciation of the principles underpinning the provision of advice
have experience and a keen interest in fintech and digital solutions;
a high degree of commercial acumen and strong communication and interpersonal skills,
enjoy change, prove resilient and have sound judgement under pressure,
self-motivated and possess the ability to deliver in a fast-paced, output focused environment
relevant qualifications in either Law, Audit, Finance, Commerce or a similar discipline
You will be given a high level of autonomy and an opportunity to contribute to the shape of the role of Compliance in partnership with the wider Risk Management Group's strategy and senior leadership in Macquarie Private Wealth.
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